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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1999-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Houston | TX | 07/1999 | Present |
| Bank Of America, Na | Houston | TX | 09/2009 | Present |
I*122560 For profit or not for profit: For-Profit Organization Name of outside business organization: Brannen Brothers Family Farm Investment related: N Address of business: Houston, Texas 77079 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 4/19/2019 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Family Farm with Cattle.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-29 |
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