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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leumi Investment Services Inc | New York | NY | 04/2016 | 12/2018 |
| Waddell & Reed, Inc | Sherman Oaks | CA | 09/2019 | 05/2021 |
| Unemployed | Camarillo | CA | 12/2018 | 09/2019 |
| Pruco Securities Llc | Bellevue | WA | 05/2021 | 08/2021 |
| The Prudential Insurance Company Of America | Bellevue | WA | 05/2021 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 08/2021 | Present |
FIVE ONE HOLDINGS LLC, INV RELATED, ROCKLIN, CA, 100% OWNERSHIP WITH SPOUSE, START 6/8/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FUTURE HOLDINGS IN LONG TERM REAL ESTATE. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, RAYMORE, MO, 100% OWNERSHIP, START DATE 11/30/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, WICHITA, KS, 100% OWNERSHIP, START DATE 4/28/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, WICHITA, KS, 100% OWNERSHIP, START DATE 4/28/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, KANSAS CITY, MO, 100% OWNERSHIP, START DATE 4/28/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY, INVT RELATED, BELTON, MO, 100% OWNERSHIP, START DATE 4/28/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. | RENTAL PROPERTY ; INV RELATED; 100% OWNERSHIP; BLUE SPRINGS, MI; START 07/15/2023; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. | RENTAL PROPERTY ; INV RELATED; 100% OWNERSHIP; BLUE SPRINGS, MI; START 07/15/2023; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. | RENTAL PROPERTY; INV RELATED; 100% OWNERSHIP; TRUCKEE, CA; START 01/31/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-13 |
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