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Richard Sean Barry

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 2766462

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
CA RA APPROVED 1998-02-27
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • CA RA
    APPROVED
    Since 1998-02-27

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 09/1995 01/2021
Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 09/1995 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-13
S63 Uniform Securities Agent State Law Examination 1997-01-06
  • S65 Uniform Investment Adviser Law Examination
    1997-01-13
  • S63 Uniform Securities Agent State Law Examination
    1997-01-06

View on SEC IAPD

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