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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-11 |
| NJ | RA | APPROVED | 2013-12-20 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Florham Park, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 11/2013 | Present |
| City National Bank | Florham Park | NJ | 06/2018 | Present |
(1)USA HOCKEY; ADDRESS: 1775 BOB JOHNSON DRIVE, COLORADO SPRINGS, CO 80906; BUSINESS DESCRIPTION: US ICE HOCKEY GOVERNING BODY; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: CONSULTANT; DUTIES: ON-ICE OFFICIAL; HOURS DEVOTED PER WEEK: 2-3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (3)JACK-N-JILL ADVENTURES; ADDRESS: 5J BROOKSIDE HEIGHTS, WANNAQUE, NJ 07465; 2BUSINESS DESCRIPTION: TRAVEL BLOG; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: OWNER-ACTIVE; DUTIES: BLOGGER; HOURS DEVOTED PER WEEK: 2-3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-17 |
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