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John Fitzgerald Acosta

Rbc Capital Markets, LLC

Florham Park, NJ

Florham Park, NJ

CRD 2766451

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-11
NJ RA APPROVED 2013-12-20
  • TX RA
    APPROVED_RES
    Since 2024-09-11
  • NJ RA
    APPROVED
    Since 2013-12-20

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Florham Park, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Florham Park NJ 11/2013 Present
City National Bank Florham Park NJ 06/2018 Present
Previous Registrations
Other Businesses

(1)USA HOCKEY; ADDRESS: 1775 BOB JOHNSON DRIVE, COLORADO SPRINGS, CO 80906; BUSINESS DESCRIPTION: US ICE HOCKEY GOVERNING BODY; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: CONSULTANT; DUTIES: ON-ICE OFFICIAL; HOURS DEVOTED PER WEEK: 2-3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (3)JACK-N-JILL ADVENTURES; ADDRESS: 5J BROOKSIDE HEIGHTS, WANNAQUE, NJ 07465; 2BUSINESS DESCRIPTION: TRAVEL BLOG; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: OWNER-ACTIVE; DUTIES: BLOGGER; HOURS DEVOTED PER WEEK: 2-3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-20
S63 Uniform Securities Agent State Law Examination 1996-09-17
  • S65 Uniform Investment Adviser Law Examination
    2014-03-20
  • S63 Uniform Securities Agent State Law Examination
    1996-09-17
Other Names
  • Johnny Acosta

View on SEC IAPD

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