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Brian Francis Quinn

LPl Financial LLC

Atlanta, GA

Buford, GA

CRD 2766377

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-11
GA RA APPROVED 2017-05-24
  • TX RA
    APPROVED
    Since 2018-07-11
  • GA RA
    APPROVED
    Since 2017-05-24

Branch Locations

200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States

Buford, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Life Insurance Company Newport Beach CA 04/2012 05/2017
Pacific Select Distributors Inc Newport Beach CA 05/2012 05/2017
Lpl Financial, Llc Atlanta GA 05/2017 Present
  • 04/2012 → 05/2017
    Pacific Life Insurance Company
    Newport Beach, CA
  • 05/2012 → 05/2017
    Pacific Select Distributors Inc
    Newport Beach, CA
  • 05/2017 → Present
    Atlanta, GA
Previous Registrations
  • 2002-09-03 → 2002-09-11
    Lincoln Financial Distributors, Inc.
    Philadelphia, PA
Other Businesses

1. 6/22/2017 - Integrated Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/02/2017 - 20 Hours Per Month During Securities Trading. 2. 10/9/2017 - Searcy, Weems-Scott & Quinn - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/15/2017 - 160 Hours Per Month/150 Hours During Securities Trading. 3. 2/19/2020 - BCH Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/18/2020 - 4 Hours Per Month During Securities Trading. 4. 12/02/2022 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date - 10/03/2022 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-18
S63 Uniform Securities Agent State Law Examination 2000-07-07
  • S65 Uniform Investment Adviser Law Examination
    2017-05-18
  • S63 Uniform Securities Agent State Law Examination
    2000-07-07

View on SEC IAPD

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