Daniel Richard Michel

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2017
  Metlife Securities
  Syracuse, NY
• 03/2017 → 04/2023
  Mml Investors Services, Llc
  Syracuse, NY
• 07/2016 → 04/2023
  Massmutual Life Insurance Co
  Syracuse, NY
• 04/2023 → 06/2024
  Securities America, Inc.
  Syracuse, NY
• 04/2023 → 06/2024
  Securities America Advisors
  Syracuse, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Manlius, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Manlius, NY

Previous Registrations

• 2023-04-25 → 2024-06-14
  Securities America Advisors, Inc.
  Manlius, NY
• 2021-06-14 → 2023-04-20
  Mml Investors Services, Llc
  Syracuse, NY
  Syracuse, NY

Other Businesses

FUTURITY FIRST INSURANCE GROUP POSITION: General Manager NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 6 START DATE: 05/01/2023 ADDRESS: 9118 WHISTLING SWAN LN, MANLIUS NY 13104, United States DESCRIPTION: fixed insurance sales

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-28

Other Names

• Dan Michel