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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-11 |
Branch Locations
23-91 Bell Blvd. Suite Ll3A, Bayside, NY 11360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc | Bayside | NY | 04/2016 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. TIMOTHY HARDING/INSURANCE AGENT POSITION: agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2016 ADDRESS: 23-91 bell blvd, lower level, bayside NY 11360, United States DESCRIPTION: Assist people with life insurance policies and fixed annuities. 2. HARDING ASSET MANAGEMENT POSITION: CEO NATURE: Sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 23-91 Bell Blvd, Bayside NY 11758, United States DESCRIPTION: Just processing payroll for accounting purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-24 |
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