Dawn Aglae Spaulding

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 03/2026
  Principal Life Insurance
  Maitland, FL
• 09/2015 → 03/2026
  Principal Securities
  Maitland, FL
• 06/2026 → Present
  Guardian Life Insurance Company Of America
  St Cloud, FL
• 06/2026 → Present
  Park Avenue Securities
  St Cloud, FL

Previous Registrations

• 2015-09-18 → 2026-03-30
  Principal Securities, Inc.
  Saint Cloud, FL
  Des Moines, IA
  Maitland, FL
  Saint Cloud, FL
  Saint Cloud, FL
  Des Moines, IA
• 2010-01-22 → 2015-07-28
  Charles Schwab & Co., Inc.
  Orlando, FL
  Maitland, FL
• 2008-05-23 → 2009-03-16
  Strategic Advisers Llc
  Altamonte Springs, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-26
• S63 Uniform Securities Agent State Law Examination
  1996-10-30

Other Names

• Dawn A Spalding
• Dawn Agiae Marci
• Dawn Agiae Spaulding