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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-01-18 |
| TX | RA | APPROVED | 2018-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Overland Park | KS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 11/2016 | 01/2018 |
| Stifel Nicolaus & Co Inc | Overland Park | KS | 01/2018 | Present |
1. Children's Mercy Hospital Patient Family Advisory Council - Inflammatory bowel disease (PFAC - IBD); 2401 Gillham Road, Kansas City, MO 64108; Not for profit hospital, this is an advisory committe made of parents of children with IBD to help their IBD practice; Advisory Board Member; Give input on how to improve communication and/or care; 06/21/2022; 2 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-22 |
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