Susan Luise Robak

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Lincoln, NE
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Lincoln, NE

Previous Registrations

• 2005-11-17 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lincoln, NE
  St. Louis, MO
• 1997-07-31 → 2005-11-15
  Citigroup Global Markets Inc.
  Lincoln, NE

Other Businesses

RENTAL PROPERTY, INVT RELATED, FREDERIKSTED, VIRGIN ISLANDS, 100% OWNERSHIP, START DATE 7/28/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY OWNER. RENTAL PROPERTY - 26; INV RELATED;ST. CROIX,VI; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 08/01/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-21
• S63 Uniform Securities Agent State Law Examination
  1996-07-26

Designations

• Certified Financial Planner