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4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin Murphy Financial Services | Newport Beach | CA | 06/2005 | 12/2019 |
| M Holdings Securities, Inc. | Portland | OR | 01/2014 | 09/2016 |
| Tippett Moorhead Financial Partners | Costa Mesa | CA | 01/2014 | 09/2016 |
| Provenio Capital Management Inc. | Costa Mesa | CA | 09/2016 | Present |
| Provenio Capital Management Llc | Newport Beach | CA | 09/2016 | Present |
FFR Group, LLC, investment related, Irvine, CA, insurance-based products, membership interest, 4/2016; Provenio Capital Insurance Services LLC, investment related, Newport Beach, CA, licensed insurance agency/sales of insurance products, agent, 4/2016.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-05 |
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