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944 Inwood Ave N, St. Paul, MN 55128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highmark Wealth Management Llc | St. Paul | MN | 09/2014 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2014 | Present |
1) HIGHMARK WEALTH MANAGEMENT INVESTMENT RELATED At registered location RIA MANAGING DIRECTOR, INVESTMENTS START DATE: 9/3/2014 160 HOURS/MONTH 120 HOURS/MONTH FINANCIAL ADVISOR FOR CLIENTS INCLUDING INDIVIDUALS AND CORPORATIONS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-07 |
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