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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-29 |
| SC | RA | APPROVED | 1997-03-07 |
Branch Locations
109 N Main St, Sumter, SC 29150-4947 • United States
Sumter, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sumter | SC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Sumter | SC | 03/2020 | Present |
Board of Directors; Rotary International; Board Member; Public Service, ,; ; 07/01/2011; 1 to 9 hours per month; / Sumter YMCA Board of Directors; President Elect; 510 Miller Road, , Sumter, SC, 29150; Not Investment-Related; 01/10/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Sertoma International; Non-profit for hearing impaired; P.O. Box 3199Sumter, SC 29150, ,; Not Investment-Related; 06/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-13 |
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