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Marcia Roxane Cary

Wells Fargo Clearing Services, LLC

Overland Park, KS

Edmond, OK

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-06-15
OK RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • KS RA
    APPROVED
    Since 2017-06-15
  • OK RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States

3540 S Boulevard St Ste 110, Edmond, OK 73013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 Present
Previous Registrations
  • 1996-10-24 → 2003-07-01
    Prudential Equity Group, Llc
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-28
S63 Uniform Securities Agent State Law Examination 1996-08-22
  • S65 Uniform Investment Adviser Law Examination
    1996-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-22
Other Names
  • Marcia Roxane Lohmann
  • Marcia Roxane Singer
  • Marcia Roxane Cary
  • Marci Cary Lohmann
  • Marci Cary Lohmann
  • Marcia Cary Lohmann
  • Marcia Roxane Cary
  • Marcia Roxane Lohmann

View on SEC IAPD

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