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David Neilson Summers

Arkadios Wealth Advisors

Atlanta, GA

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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-10-18
  • GA RA
    APPROVED
    Since 2018-10-18

Branch Locations

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 02/2013 10/2018
Arkadios Capital Atlanta GA 10/2018 Present
Arkadios Wealth Advisors Atlanta GA 10/2018 Present
Previous Registrations
  • 2013-02-13 → 2018-10-17
    Atlanta, GA
    Atlanta, GA
  • 2010-09-01 → 2013-02-13
    Morgan Keegan & Company, Llc
    Atlanta, GA
  • 2004-11-18 → 2010-09-30
    Yieldquest Advisors, Llc
    Atlanta, GA
Other Businesses

1. DJRCSM, LLC, Investment Related, Address: 309 East Paces Ferry Rd, Suite 1000, Atlanta GA, Nature of the Business: Financial Advisory/Pass through, Position/Title: Managing Director/Financial Advisory work. Start Date: 10/1/2018; Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 2. Avigron Investments, Address: Mableton GA, Nature of the Business: Financial Advisory/Pass through, Position/Title: Owner Investment Related: Yes, Start Date: 10/2018 Hours per month devoted to this business: less than 1 hour, Hours per month devoted to this business during trading hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-02
S63 Uniform Securities Agent State Law Examination 1996-07-09
  • S65 Uniform Investment Adviser Law Examination
    2000-10-02
  • S63 Uniform Securities Agent State Law Examination
    1996-07-09
Designations
Other Names
  • Scottie Summers
  • David Neilson Summers
  • David N Summers

View on SEC IAPD

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