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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-17
PA RA APPROVED 2003-06-26
  • TX RA
    APPROVED_RES
    Since 2019-06-17
  • PA RA
    APPROVED
    Since 2003-06-26

Branch Locations

305 E Lancaster Ave, Wayne, PA 19087 • United States

599 E Lancaster Ave, Saint Davids, PA 19087 • United States

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayne PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wayne PA 11/2016 Present
Other Businesses

PROCLAMATION PRESBYTERIAN CHURCH, NOT INVT RELATED, BRYN MAWR, RI, CHURCH ELDER, START DATE 6/20/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSS NEW PROGRAMS FOR YOUTH AND ELDERS, REVIEW ACTIVITIES OF DEACONS, DISCUSS COUNSELING FOR FAMILIES AND MARRIAGES IN THE CHURCH AND REVIEW DUTIES AND ACTIVITIES OF PASTORS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-20
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    1996-08-20
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09

View on SEC IAPD

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