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Johnpaul Duran

LPl Financial LLC

Medford, NY

CRD 2765362

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Medford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Medford NY 05/2008 Present
  • 05/2008 → Present
    Lpl Financial
    Medford, NY
Previous Registrations
  • 2007-05-29 → 2008-06-23
    Citigroup Global Markets Inc.
    Selden, NY
    Greenlawn, NY
  • 2004-12-06 → 2007-05-29
    Citicorp Investment Services
    Greenlawn, NY
    Greenlawn, NY
Other Businesses

1. 5/30/08- DBA ONLY, DURAN WEALTH MANAGEMENT- MEDFORD, NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-05
S63 Uniform Securities Agent State Law Examination 1996-08-07
  • S65 Uniform Investment Adviser Law Examination
    2004-03-05
  • S63 Uniform Securities Agent State Law Examination
    1996-08-07

View on SEC IAPD

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