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5177 Utica Ridge Road, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-12-12 |
| IA | RA | APPROVED | 2018-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ymca | Moline | IL | 02/2011 | 03/2018 |
| Quad Cities Investment Group | Davenport | IA | 03/2018 | Present |
Kramer Construction, not investment-related. 252 Circle Dr. Riverdale, IA 52722. General carpentry. Owner. 0 hours/month during trading hours. Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-01 |
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