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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-05-09
  • GA RA
    APPROVED
    Since 2025-05-09

Branch Locations

3280 Peachtree Rd Ne Stes 300 & 400 [Support Center], Atlanta, GA 30305 • United States

3280 Peachtree Rd Ne Stes 300 & 400 [Support Center], Atlanta, GA 30305 • United States

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2016 09/2016
Suntrust Bank Atlanta GA 05/2016 09/2016
Suntrust Advisory Services Atlanta GA 09/2016 05/2018
Wells Fargo Clearing Services, Llc Atlanta GA 05/2018 08/2022
Morgan Stanley Atlanta GA 08/2022 05/2025
Wells Fargo Clearing Services, Llc Atlanta GA 05/2025 Present
Previous Registrations
Other Businesses

*519678 - Marquee Photography; Investment related No; Stockbridge, Georgia; Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2007; During business hours: 0; After business hours: 5; Labor/Service *699- MDS Fitness LLC; Investment related-Yes; Stockbridge , Georgia; Recreation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 0; After business hours: 15; Administrative, Business Development/Growth, Customer Service, Sales/Marketing GRACIE MARIE DESIGN CO. LLC, NOT INV RELATED, STOCKBRIDGE, GA, 100% OWNERSHIP, START 6/15/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, CREATE AND SELL JEWELRY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-08
S63 Uniform Securities Agent State Law Examination 1996-12-09
  • S66 Uniform Combined State Law Examination
    2011-06-08
  • S63 Uniform Securities Agent State Law Examination
    1996-12-09
Other Names
  • Marquee Daneen Farmer
  • Marquee D Smith

View on SEC IAPD

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