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Current Employers
Clay Northam Wealth Management

16400 Pacific Coast Highway Suite 207, Huntington Beach, CA 92649 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-15
CA RA APPROVED 2011-10-05
  • TX RA
    APPROVED
    Since 2016-03-15
  • CA RA
    APPROVED
    Since 2011-10-05

Branch Locations

16400 Pacific Coast Highway Suite 207, Huntington Beach, CA 92649 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Clay Northam Wealth Management, Llc Huntington Beach CA 09/2011 Present
Clay Northam Wealth Management, Llc Seal Beach CA 09/2011 01/2023
  • 09/2011 → Present
    Clay Northam Wealth Management, Llc
    Huntington Beach, CA
  • 09/2011 → 01/2023
    Clay Northam Wealth Management, Llc
    Seal Beach, CA
Previous Registrations
Other Businesses

1) DARREN NORTHAM - SOLE PROPRIETOR; NOT INVESTMENT RELATED; 16400 PACIFIC COAST HIGHWAY, STE. 207 HUNTINGTON BEACH, CA 92649; MANAGEMENT SELLING FIXED INSURANCE, LONG TERM, LIFE, HEALTH AND DI; START DATE: SINCE 10/02/06; APPROX 12 HRS/MO 2) DARREN NORTHAM, CFP, S CORP FOR TAX PURPOSES, OWNER, SINCE 1/1/13, 0 HOURS/ MONTH, 16400 PACIFIC COAST HIGHWAY, STE. 207 HUNTINGTON BEACH, CA 92649

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1996-07-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1996-07-12
Designations
Other Names
  • Darren Northam

View on SEC IAPD

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