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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-24 |
| MN | RA | APPROVED | 2023-03-24 |
| TX | RA | APPROVED | 2023-03-24 |
Branch Locations
5094 Miller Trunk Hwy Suite 500 [Satellite], Hermantown, MN 55811 • United States
2800 S First St Ste 207, Willmar, MN 56201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Duluth | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Willmar | MN | 03/2023 | Present |
UMD FINANCIAL MARKETS PROGRAM BULLDOG FUND, INVT RELATED, DULUTH, MN, INVESTMENT COMMITTEE MEMBER, START DATE 3/31/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING INVESTMENT RECOMMENDATIONS, POSING QUESTIONS TO STUDENTS, MAKING SUGGESTIONS TO STUDENTS TO ENHANCE EDUCATIONAL EXPERIENCE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-03-11 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-28 |
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