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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-02-03
MA RA APPROVED 2025-11-07
OR RA APPROVED 2025-10-22
PR RA APPROVED 2025-10-17
AZ RA APPROVED 2025-10-08
FL RA APPROVED 2025-10-06
AR RA APPROVED 2025-10-01
KY RA APPROVED 2025-09-23
MN RA APPROVED 2025-09-23
MT RA APPROVED 2025-09-23
SC RA APPROVED 2025-09-23
WI RA APPROVED 2025-09-23
MI RA APPROVED 2025-09-22
MS RA APPROVED 2025-09-22
ND RA APPROVED 2025-09-22
OK RA APPROVED 2025-09-22
UT RA APPROVED 2025-09-22
WV RA APPROVED 2025-09-22
WY RA APPROVED 2025-09-22
CO RA APPROVED 2025-09-19
CT RA APPROVED 2025-09-19
HI RA APPROVED 2025-09-19
IL RA APPROVED 2025-09-19
IN RA APPROVED 2025-09-19
IA RA APPROVED 2025-09-19
ME RA APPROVED 2025-09-19
MD RA APPROVED 2025-09-19
NV RA APPROVED 2025-09-19
NH RA APPROVED 2025-09-19
NM RA APPROVED 2025-09-19
PA RA APPROVED 2025-09-19
RI RA APPROVED 2025-09-19
SD RA APPROVED 2025-09-19
VA RA APPROVED 2025-09-19
VI RA APPROVED 2025-09-19
AL RA APPROVED 2025-09-18
AK RA APPROVED 2025-09-18
CA RA APPROVED 2025-09-18
DE RA APPROVED 2025-09-18
ID RA APPROVED 2025-09-18
KS RA APPROVED 2025-09-18
LA RA APPROVED 2025-09-18
MO RA APPROVED 2025-09-18
NE RA APPROVED 2025-09-18
NJ RA APPROVED 2025-09-18
NC RA APPROVED 2025-09-18
OH RA APPROVED 2025-09-18
VT RA APPROVED 2025-09-18
WA RA APPROVED 2025-09-18
GA RA APPROVED 2023-05-26
NY RA APPROVED 2023-05-26
TX RA APPROVED 2023-05-25
  • DC RA
    APPROVED
    Since 2026-02-03
  • MA RA
    APPROVED
    Since 2025-11-07
  • OR RA
    APPROVED
    Since 2025-10-22
  • PR RA
    APPROVED
    Since 2025-10-17
  • AZ RA
    APPROVED
    Since 2025-10-08
  • FL RA
    APPROVED
    Since 2025-10-06
  • AR RA
    APPROVED
    Since 2025-10-01
  • KY RA
    APPROVED
    Since 2025-09-23
  • MN RA
    APPROVED
    Since 2025-09-23
  • MT RA
    APPROVED
    Since 2025-09-23
  • SC RA
    APPROVED
    Since 2025-09-23
  • WI RA
    APPROVED
    Since 2025-09-23
  • MI RA
    APPROVED
    Since 2025-09-22
  • MS RA
    APPROVED
    Since 2025-09-22
  • ND RA
    APPROVED
    Since 2025-09-22
  • OK RA
    APPROVED
    Since 2025-09-22
  • UT RA
    APPROVED
    Since 2025-09-22
  • WV RA
    APPROVED
    Since 2025-09-22
  • WY RA
    APPROVED
    Since 2025-09-22
  • CO RA
    APPROVED
    Since 2025-09-19
  • CT RA
    APPROVED
    Since 2025-09-19
  • HI RA
    APPROVED
    Since 2025-09-19
  • IL RA
    APPROVED
    Since 2025-09-19
  • IN RA
    APPROVED
    Since 2025-09-19
  • IA RA
    APPROVED
    Since 2025-09-19
  • ME RA
    APPROVED
    Since 2025-09-19
  • MD RA
    APPROVED
    Since 2025-09-19
  • NV RA
    APPROVED
    Since 2025-09-19
  • NH RA
    APPROVED
    Since 2025-09-19
  • NM RA
    APPROVED
    Since 2025-09-19
  • PA RA
    APPROVED
    Since 2025-09-19
  • RI RA
    APPROVED
    Since 2025-09-19
  • SD RA
    APPROVED
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-09-19
  • VI RA
    APPROVED
    Since 2025-09-19
  • AL RA
    APPROVED
    Since 2025-09-18
  • AK RA
    APPROVED
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-18
  • DE RA
    APPROVED
    Since 2025-09-18
  • ID RA
    APPROVED
    Since 2025-09-18
  • KS RA
    APPROVED
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-18
  • MO RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-09-18
  • NJ RA
    APPROVED
    Since 2025-09-18
  • NC RA
    APPROVED
    Since 2025-09-18
  • OH RA
    APPROVED
    Since 2025-09-18
  • VT RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-09-18
  • GA RA
    APPROVED
    Since 2023-05-26
  • NY RA
    APPROVED
    Since 2023-05-26
  • TX RA
    APPROVED
    Since 2023-05-25

Branch Locations

Atlanta, GA • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc Atlanta GA 11/2009 Present
Jefferies Investment Advisers Llc Atlanta GA 05/2023 Present
Previous Registrations
Other Businesses

Name: Knox Hall Condominium Association Investment-related: No Address: 893 Piedmont Ave, NE Atlanta, GA 30309 The nature of the other business: Condominium Association Your position: Member at Large The start date of your relationship: Current Term 1/1/2017 The approximate number of hours/month you devote to the other business : 1 hour a month The number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Approve member requests for changes to their unit along with all other board members the name of the other business; Druid Hills Golf Club whether the business is investment-related; no the address of the other business; 740 Clifton Rd, NE, Atlanta, GA 30307 the nature of the other business; Golf Club Board Member. Golf/tennis/swim community your position; Board Member title, or relationship with the other business; Membership chair the start date of your relationship; 11/11/2024 the approximate number of hours/month you devote to the other business; 5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Welcomes new members to the club. the name of the other business; Westminster School whether the business is investment-related; No the address of the other business; 995 Hopmeadow St, Simsbury, CT 06070 the nature of the other business; General member of the Executive Committee of the Alumni Association for my Highschool your position; Advisory Board title, or relationship with the other business; Board Member the start date of your relationship; 9/1/2025 the approximate number of hours/month you devote to the other business; 1 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Attend three meetings a year to hear updates on the school and advancing the mission and disseminating information to fellow alumni. the name of the other business; Druid Hills Gold Club whether the business is investment-related; No the address of the other business 740 Clifton road NE Atlanta GA 30307 the nature of the other business; Private Golf Club your position; Chair the nominating committee to identify members to be voted on by entire membership for board service title, or relationship with the other business; the start date of your relationship; 5/1/2026 the approximate number of hours/month you devote to the other business;1 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; Chair a committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-24
S63 Uniform Securities Agent State Law Examination 1996-10-21
  • S66 Uniform Combined State Law Examination
    2004-09-24
  • S63 Uniform Securities Agent State Law Examination
    1996-10-21
Other Names
  • Cooley Keep Fales
  • Fales Keep Cooley Keep

View on SEC IAPD

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