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Inactive

Sere Elizabeth Austin

Ira Group, Inc.

Atlanta, GA

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Current Employers
Ira Group, Inc.

1230 Peachtree Street Ne Suite 3800, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-28
GA RA APPROVED 2020-07-22
  • TX RA
    APPROVED_RES
    Since 2022-04-28
  • GA RA
    APPROVED
    Since 2020-07-22

Branch Locations

1230 Peachtree Street Ne Suite 3800, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Research & Advisory Group, Inc. Atlanta GA 01/2011 Present
Lpl Financial Llc Atlanta GA 09/2016 Present
  • 01/2011 → Present
    Investment Research & Advisory Group, Inc.
    Atlanta, GA
  • 09/2016 → Present
    Lpl Financial Llc
    Atlanta, GA
Previous Registrations
  • 2011-08-26 → 2016-10-03
    Lpl Financial Llc
    Atlanta, GA
  • 2004-01-05 → 2008-02-29
    Veritas Investment Advisory Services, Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-29
S65 Uniform Investment Adviser Law Examination 2003-12-19
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S66 Uniform Combined State Law Examination
    2011-07-29
  • S65 Uniform Investment Adviser Law Examination
    2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Other Names
  • Sere Elizabeth Connly
  • Sere Elizabeth Rollins
  • Sere Rollins
  • Sere Elizabeth Rollins

View on SEC IAPD

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JONATHAN CHRISTOPHER BRISTOW
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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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