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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-22 |
| VT | RA | APPROVED | 2025-10-30 |
| TX | RA | APPROVED | 2025-10-29 |
| MA | RA | APPROVED | 2025-07-21 |
Branch Locations
225 Wyman Street, Waltham, MA 02451 • United States
Framingham, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Waltham | MA | 07/2008 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Waltham | MA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-08 |
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