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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
868 S Main Street, West Bend, WI 53095 • United States
321 N. Main Street, West Bend, WI 53095 • United States
West Bend, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Brokerage Services, Inc. | West Bend | WI | 01/1998 | Present |
| M & I Insurance Services | Milwaukee | WI | 01/1998 | Present |
| M & I Trust | Milwaukee | WI | 01/1998 | Present |
| Bmo Harris Bank | Milwaukee | WI | 07/2011 | Present |
| Bmo Harris Financial Advisors, Inc. | West Bend | WI | 08/2012 | Present |
| Lpl Financial Llc | West Bend | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - WEST BEND, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-23 |
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