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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-15 |
| CA | RA | APPROVED | 2023-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Belmont | CA | 11/2015 | 11/2017 |
| Morgan Stanley Smith Barney Llc | San Mateo | CA | 11/2017 | 05/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2017 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 05/2023 | Present |
| Bank Of America, N.A. | Palo Alto | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-17 |
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