Morris Kaufman

Current Employers

Employment History

• 06/2004 → 12/2016
  H. Beck, Inc
  Bethesda, MD
• 02/2017 → Present
  Mercap Securities, Llc
  Paoli, PA
• 02/2017 → Present
  Mercap Advisors, Inc.
  Paoli, PA
• 10/2020 → Present
  Innovation Partners Llc
  Charlotte, NC
• 10/2020 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2017-02-23 → 2020-11-02
  Mercap Advisors, Inc.
  Paoli, PA
  Atlanta, GA
• 2004-06-09 → 2016-12-31
  Grove Point Investments, Llc
  Media, PA
  Media, PA

Other Businesses

1. HOUSE TO HOME PROPERTIES POSITION: Landlord NATURE: Real Estate /Rental (Non-Investment Related OBA) DUTIES: Oversee Property Manager, Maintain Properties INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 1981 ADDRESS: 554 South Avenue, Media, PA 19063. 484-326-9641 BUSINESS TYPE: Partnership with Wife, Holly Fisher FINANCIAL INTEREST: Yes - wife & Morris own the business COMPENSATION: Any Profits or Loses ROTARY CLUB OF MEDIA BOARD OF DIRECTORS BUSINESS TYPE: Charitable Organization POSITION: Board Member NATURE: Service Organization (Non-Investment Related OBA) DUTIES: Attend Board Meetings Once per Month INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 2015 ADDRESS: P.O. Box 522, Media PA 19063. FINANCIAL INTEREST: No COMPENSATION: None 2. Morris Kaufman Coaching Position: Sole Proprietor Address: 554 South Ave. Media PA 19063 Nature: Provide Life Coaching as a sole Proprietor Hours: 10-15 During Normal Business Hours?: 2-4 hours a week

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-07
• S63 Uniform Securities Agent State Law Examination
  1996-07-22