Noah Ron Roffman

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → 11/2024
  Pruco Securities Llc
  Wakefield, MA
• 01/2020 → 09/2023
  Self Employed Trader
  Newton, MA
• 01/2019 → 01/2020
  Robots.JObs
  Boston, MA
• 01/2015 → 01/2019
  Massachusetts Technology Leadership Council
  Lexington, MA
• 01/2024 → Present
  The Prudential Insurance Company Of America
  Wakefield, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Wakefield, MA

Previous Registrations

• 2024-01-18 → 2024-11-14
  Pruco Securities, Llc.
  Wakefield, MA

Other Businesses

1) 02/04/2025 - WATERVIEW WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 11/01/2024 - 160hrs/mth - 140hrs During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-11-15
• S65 Uniform Investment Adviser Law Examination
  2023-08-03