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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Latham | NY | 11/1996 | 10/2016 |
| Commonwealth Financial Network | Waltham | MA | 10/2016 | Present |
1. North Country Financial Group, LLC; Operate Securities Business; Investment related; conducted at branch location. 2. North Country Financial Group, LLC; Fixed insurance sales; Investment related; conducted at Branch Location 3. Co-Owner of rental property located in Winhall, VT, as of 12/22/2019; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-02 |
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