Annette Marie Crowley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Lpl Financial, Llc
  Mashpee, MA
• 04/2015 → 07/2017
  U.S. Financial Advisors, Llc
  Braintree, MA
• 08/2016 → 08/2019
  Rockland Trust Investment Management Group
  Osterville, MA

Previous Registrations

• 2015-04-14 → 2016-06-06
  U.S. Financial Advisors
  Mashpee, MA
  Wilmington, DE
• 2011-10-17 → 2015-04-14
  Citizens Securities, Inc.
  Orleans, MA
  Harwich, MA
  South Yarmouth, MA
  South Yarmouth, MA
  Plymouth, MA
  Orleans, MA
  So Yarmouth, MA
  Fairhaven, MA
  Falmouth, MA
  So. Dennis, MA
  South Dennis, MA
  East Falmouth, MA
  Marstons Mills, MA
  Bellefonte, PA
  Mashpee, MA
  Plymouth, MA
  Orleans, MA
  Harwich, MA
  South Yarmouth, MA
  South Yarmouth, MA
  So Yarmouth, MA
• 2004-08-03 → 2011-10-12
  Osaic Institutions, Inc.
  Chatham, MA
  Mashpee, MA
  East Harwich, MA
  Falmouth, MA
  Sandwich, MA

Other Businesses

1. 11/25/2019 - North River Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2019 - 40 Hours Per Month During Securities Trading. 2. 01/19/2022 - Bulldog Fishing LLC - Not Investment Related - 880 Millbrae Ct. Unit 5, West Palm Beach, FL 33401 - Other-Business Owner - Start Date: 01/17/2022 - 20 Hours Per Month/0 Hours During Securities Trading - Help with banking and paperwork. 3. 04/30/2023 - Alpha Solutions Mgt. LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date 02/27/2023 - 3 Hours Per Month/3 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-07-16
• S65 Uniform Investment Adviser Law Examination
  1998-06-11
• S63 Uniform Securities Agent State Law Examination
  1996-08-28

Other Names

• Annette Papasodero
• Annette Marie Papasodero