Kathleen Marie Faulkner

Current Employers

Faulkner Financial Planning, Llc

Cameron Park, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-01-30

CA RA
APPROVED

Since 2013-01-30

Branch Locations

3450 Palmer Drive, Ste 4-319, Cameron Park, CA 95682 • United States

4120 Cameron Park Drive, Suite 403, Cameron Park, CA 95682 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Faulkner Financial Planning, Llc	Cameron Park	CA	12/2012	Present

12/2012 → Present

Faulkner Financial Planning, Llc

Cameron Park, CA

Previous Registrations

2004-03-11 → 2012-11-02

Spc

Cameron Park, CA
1998-04-27 → 2004-03-09

Securian Financial Services, Inc.

Cameron Park, CA

Other Businesses

DBA; DIVORCE ADVISORY SERVICES, LLC.; OWNER, NON-INVESTMENT RELATED, PROVIDES CASHFLOW ANALYSIS REGARDING ISSUES SURROUNDING DIVORCING COUPLES, INCLUDES SELLING OR KEEPING HOME, HOW RETIREMENT ACCOUNTS ARE DIVIDED, ALSO MEDIATE ISSUES REGARDING THE FINANCIAL ASPECTS OF DIVORCING COUPLE. SUMMITVIEW CHILD TREATMENT CENTER; MEMBER BOARD OF DIRECTORS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-17
S63	Uniform Securities Agent State Law Examination	1996-07-26

S65 Uniform Investment Adviser Law Examination

1999-05-17
S63 Uniform Securities Agent State Law Examination

1996-07-26

Other Names

Kathleen Marie Dillard

View on SEC IAPD