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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-25 |
Branch Locations
825 Town And Country Ln Ste 300, Houston, TX 77024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 10/2011 | 04/2025 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 04/2025 | Present |
RENTAL PROPERTY; INV RELATED; DALLAS,TX; 100% OWNERSHIP; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; PARKING LOT AND GROUND LEASE FOR PARKING STRUCTURE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
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