Clayton Aaron Nall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 11/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Houston, TX
• 12/2009 → 11/2017
  Bank Of America, Na
  Houston, TX
• 11/2017 → Present
  Lpl Financial, Llc
  Sugar Land, TX
• 11/2017 → 08/2020
  Intrua Financial Llc
  Sugar Land, TX

Previous Registrations

• 2017-11-02 → 2020-08-10
  Intrua Financial
  Sugar Land, TX
  Houston, TX
• 2004-09-15 → 2017-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sugar Land, TX
  Houston, TX
  Houston, TX
• 2003-01-23 → 2004-09-09
  Crossmark Global Investments, Inc.
  Houston, TX

Other Businesses

1. 09/20/2024 - Nall Wealth Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/18/2024 - 160 Hours Per Month/ 7 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-06
• S63 Uniform Securities Agent State Law Examination
  1996-08-13

Other Names

• Clay Nall