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David Christopher Whaley

Ameriprise Financial Services, LLC

Bradenton, FL

Palmetto, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-02
FL RA APPROVED 2018-05-07
  • TX RA
    APPROVED_RES
    Since 2025-12-02
  • FL RA
    APPROVED
    Since 2018-05-07

Branch Locations

1111 3Rd Ave W Ste 260, Bradenton, FL 34205 • United States

Palmetto, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bradenton FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bradenton FL 11/2016 05/2018
Ameriprise Financial Services Inc Bradenton FL 05/2018 03/2020
Ameriprise Financial Services, Llc Bradenton FL 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2018-05-09
    Wells Fargo Clearing Services, Llc
    Bradenton, FL
    Lakewood Ranch, FL
  • 1996-08-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Bradenton, FL
    Bradenton, FL
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Other Names
  • Chris Whaley
  • Christopher Whaley

View on SEC IAPD

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Other Offices

PENINSULA ASSET MANAGEMENT INC · BRADENTON, FL
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EDWARD JONES · BRADENTON, FL
PENINSULA ASSET MANAGEMENT INC · BRADENTON, FL
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