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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Financial Services St Paul MN 02/2001 Present
Minnesota Life St Paul MN 02/2001 08/2023
Strategic Resources Group Mt Pleasant SC 02/2001 Present
Cetera Wealth Services, Llc Daniel Island SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2001 → Present
    Ascend Financial Services
    St Paul, MN
  • 02/2001 → 08/2023
    Minnesota Life
    St Paul, MN
  • 02/2001 → Present
    Strategic Resources Group
    Mt Pleasant , SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Daniel Island, SC
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-04-06 → 2023-08-10
    Securian Financial Services, Inc.
    Daniel Island, SC
    St. Paul, MN
Other Businesses

CFG INVESTMENT PROPERTIES LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2006 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Member COMMONWEALTH CARES FOUNDATION POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2008 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Officer COMMONWEALTH FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2016 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Agent/Broker HEALTH INSURANCE POSITION: Salesperson NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 1036 Lansing Drive,, Suite 200, Mt Pleasant SC 29464, United States DESCRIPTION: BeneCurve, Group Health Benefits. Referral fee from Group Health Benefits Broker

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1998-09-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-01
Other Names
  • Edwqard Britt Gilbert

View on SEC IAPD

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