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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascend Financial Services | St Paul | MN | 02/2001 | Present |
| Minnesota Life | St Paul | MN | 02/2001 | 08/2023 |
| Strategic Resources Group | Mt Pleasant | SC | 02/2001 | Present |
| Cetera Wealth Services, Llc | Daniel Island | SC | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
CFG INVESTMENT PROPERTIES LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2006 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Member COMMONWEALTH CARES FOUNDATION POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2008 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Officer COMMONWEALTH FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2016 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Agent/Broker HEALTH INSURANCE POSITION: Salesperson NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 1036 Lansing Drive,, Suite 200, Mt Pleasant SC 29464, United States DESCRIPTION: BeneCurve, Group Health Benefits. Referral fee from Group Health Benefits Broker
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-01 |
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