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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-11 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| FL | RA | APPROVED | 2012-06-28 |
Branch Locations
100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States
Saint Petersburg, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | St. Petersburg | FL | 05/2012 | Present |
| City National Bank | St. Petersburg | FL | 04/2018 | Present |
(1) FOUNDATION FOR A HEALTHY ST. PETERSBURG; ADDRESS: 744 6TH AVE SOUTH, ST. PETERSBURG, FL 33701; BUSINESS DESCRIPTION: HEALTH ADVOCACY; NOT INVESTMENT RELATED; START DATE: 05/01/2018; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: INVESTMENT COMMITTEE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: FOUNDATION FOR A HEALTHY ST. PETERSBURG; ADDRESS: 2333 34TH ST S ST. PETERSBURG, FL 33711; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PRIVATE HEALTH FOUNDATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 12/2019; DUTIES: HELP GUIDE THE FOUNDATION IN ACHIEVING ITS MISSION; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (3) NAME OF ENTITY: Suncoast Estate Planning Council ADDRESS: PO Box 3631 St. Petersburg, FL 33731 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Promote the study of the technical and practical aspects of estate planning CAPACITY: Board of Directors * START DATE: 11/15/21 DUTIES: Help guide activities of the council to present learning opportunities for its members HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25 (4) NAME OF ENTITY: Community Law Program Inc ADDRESS: 501 First Ave N, Room 519 St. Petersburg FL 33701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01/10/2025 CAPACITY: Board of Directors DUTIES: Serve as a Board of Trustee for a non-profit corporation. The purposes of the organization shall include: 1) to expand access to the legal system for those who are financially unable to secure legal representation; 2) to educate the public on its legal rights and responsibilities; and 3) to assist the courts, bar associations and other agencies to improve the delivery of legal services. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-03 |
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