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Kevin John Hoops

Wells Fargo Clearing Services, LLC

Cape Coral, FL

Green Bay, WI

Green Bay, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-02
TX RA APPROVED 2018-04-02
WI RA APPROVED 2009-03-25
  • FL RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED
    Since 2018-04-02
  • WI RA
    APPROVED
    Since 2009-03-25

Branch Locations

Cape Coral, FL • United States

959 Kepler Dr, Green Bay, WI 54311 • United States

959 Kepler Dr [Ku-Rbo], Green Bay, WI 54311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Green Bay WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Green Bay WI 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-27
S63 Uniform Securities Agent State Law Examination 1997-02-03
  • S65 Uniform Investment Adviser Law Examination
    1998-03-27
  • S63 Uniform Securities Agent State Law Examination
    1997-02-03

View on SEC IAPD

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