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Wendi Elizabeth Ouellette

Allworth Financial, L.P.

Portland, OR

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-06-09
  • OR RA
    APPROVED
    Since 2025-06-09

Branch Locations

6600 Sw 92Nd Ave Suite 260, Portland, OR 97223 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Financial Portland OR 06/1998 10/2024
Securities America, Inc. Portland OR 11/2020 06/2024
Arbor Point Advisors Portland OR 11/2020 10/2024
Osaic Wealth, Inc. Portland OR 06/2024 10/2024
Allworth Financial Portland OR 11/2024 Present
Aw Securities Portland OR 11/2024 Present
  • 06/1998 → 10/2024
    Delta Financial
    Portland, OR
  • 11/2020 → 06/2024
    Securities America, Inc.
    Portland, OR
  • 11/2020 → 10/2024
    Arbor Point Advisors
    Portland, OR
  • 06/2024 → 10/2024
    Osaic Wealth, Inc.
    Portland, OR
  • 11/2024 → Present
    Allworth Financial
    Portland, OR
  • 11/2024 → Present
    Aw Securities
    Portland, OR
Previous Registrations
  • 2020-11-06 → 2024-11-05
    Arbor Point Advisors
    Portland, OR
  • 2017-03-09 → 2020-11-06
    Kms Financial Services, Inc.
    Portland, OR
    Portland, OR
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-06
  • S66 Uniform Combined State Law Examination
    2000-04-06
Designations
Other Names
  • Wendi Elizabeth Swinehart
  • Wendi Elizabeth Swinehart

View on SEC IAPD

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