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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-06
TX RA APPROVED 2026-03-06
  • NJ RA
    APPROVED
    Since 2026-03-06
  • TX RA
    APPROVED
    Since 2026-03-06

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

331 Newman Springs Road Building 3 Suite 330 [Satellite], Red Bank, NJ 07701 • United States

Point Pleasant Beach, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Orange NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Orange NJ 11/2016 03/2026
Wells Fargo Advisors Financial Network, Llc Red Bank NJ 03/2026 Present
Previous Registrations
  • 2006-10-09 → 2026-03-06
    West Orange, NJ
    Short Hills, NJ
    Verona, NJ
    West Orange, NJ
    Short Hills, NJ
    Newark, NJ
    Point Pleasant Beach, NJ
    Red Bank, NJ
  • 2004-10-20 → 2006-10-17
    Banc Of America Investment Services, Inc.
    New Milford, NJ
    Fort Lee, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    Hackensack, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-28
S63 Uniform Securities Agent State Law Examination 1996-08-07
  • S65 Uniform Investment Adviser Law Examination
    1996-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-07

View on SEC IAPD

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