Brian Jeffrey Mccoy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 11/2017
  National Planning Corporation
  Westlake Village, CA
• 11/2017 → 12/2021
  Securities America Advisors, Inc.
  La Vista, NE
• 07/2011 → Present
  Toxicology Mangement Services
  Simi Valley, CA
• 05/1996 → Present
  Brian J. Mccoy
  Simi Valley, CA
• 04/2022 → Present
  Lpl Financial Llc
  Simi Valley, CA

Previous Registrations

• 2017-11-27 → 2022-10-20
  Securities America Advisors, Inc.
  Simi Valley, CA
• 1999-03-05 → 2017-11-07
  National Planning Corporation
  Westlake Village, CA
  Westlake Village, CA

Other Businesses

1) 2/9/2023 - California Lutheran University, LLC - Not Investment Related - 101 Memorial Parkway, Thousand Oaks, CA 91360 - Outside/W-2 Employment - Assistant Women's Golf Coach - Start Date - 03/31/2022 - Time Spent 5% 2) 2/9/2023 - Toxicology Management Services, LLC - Not Investment Related - Outside/W-2 Employment - Laboratory & Medical Sales - Start Date - 03/01/2022 - 80 Hours Per Month

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-09-13