Mark Allen Stoffel

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-08-18
TX	RA	APPROVED_RES	2026-08-14

WI RA
APPROVED

Since 2026-08-18
TX RA
APPROVED_RES

Since 2026-08-14

Branch Locations

Germantown, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	West Bend	WI	02/2006	01/2019
Ameriprise Financial Services Inc	Jackson	WI	01/2019	03/2020
Ameriprise Financial Services, Llc	Jackson	WI	03/2020	08/2026
Lpl Financial	Germantown	WI	08/2026	Present

02/2006 → 01/2019

Robert W. Baird

West Bend, WI
01/2019 → 03/2020

Ameriprise Financial Services Inc

Jackson, WI
03/2020 → 08/2026

Ameriprise Financial Services, Llc

Jackson, WI
08/2026 → Present

Lpl Financial

Germantown, WI

Previous Registrations

2019-01-10 → 2026-08-17

Ameriprise Financial Services, Llc

Jackson, WI

Germantown, WI
2006-02-21 → 2019-01-17

Robert W. Baird & Co. Incorporated

West Bend, WI

Other Businesses

1. 07/2026 - Stowan Farms, LLC - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – West Bend, WI, 53095 – OBA Start Date: 01/10/2019 2. 07/2026 - Stowan Farms, LLC - Business Owner - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – West Bend, WI, 53095 – OBA Start Date: 01/22/2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-19

S66 Uniform Combined State Law Examination

2001-11-19

Other Names

Mark Allen Stoffel
Mark A Stoffel

View on SEC IAPD