David Thomas Mcwilliams

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-06-14

CA RA
APPROVED

Since 2011-06-14

Branch Locations

100 Howe Avenue Ste 120S, Sacramento, CA 95825 • United States

San Ramon, CA • United States

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual/United Of Omaha	Concord	CA	01/2000	Present

01/2000 → Present

Mutual/United Of Omaha

Concord, CA

Other Businesses

Insurance Agent -Lines of business; Life, Health, Annuities 5/1995-Current.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-09
S63	Uniform Securities Agent State Law Examination	1996-09-18

S65 Uniform Investment Adviser Law Examination

2011-06-09
S63 Uniform Securities Agent State Law Examination

1996-09-18

Other Names

David T Mcwilliams

View on SEC IAPD

Current Employers

Mutual Of Omaha Investor Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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