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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-11-21 |
| TX | RA | APPROVED_RES | 2021-03-08 |
| NJ | RA | APPROVED | 2019-11-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | San Antonio | TX | 06/2016 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sparta | NJ | 11/2019 | Present |
| Bank Of America, N.A | Sparta | NJ | 12/2019 | Present |
| Ameriprise | Minneapolis | MN | 06/2016 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
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