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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-13
  • FL RA
    APPROVED
    Since 2026-03-13

Branch Locations

141 Miracle Mile, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 08/2013 03/2026
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2026
Raymond James Financial Services, Inc. Coral Gables FL 03/2026 Present
Raymond James Financial Services Advisors, Inc. Investment Advisor Representative FL 03/2026 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 08/2013 → 03/2026
    Miami, FL
  • 01/2015 → 03/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2026 → Present
    Raymond James Financial Services, Inc.
    Coral Gables, FL
  • 03/2026 → Present
    Investment Advisor Representative, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-30
S63 Uniform Securities Agent State Law Examination 1996-08-21
  • S65 Uniform Investment Adviser Law Examination
    1996-08-30
  • S63 Uniform Securities Agent State Law Examination
    1996-08-21
Other Names
  • Joe Torano
  • Joey Torano

View on SEC IAPD

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