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David S Rosenfeld

Charles Schwab & Co., Inc.

Sandy Springs, GA

Alpharetta, GA

CRD 2762667

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-02-03
FL RA APPROVED 1999-10-11
  • GA RA
    APPROVED
    Since 2022-02-03
  • FL RA
    APPROVED
    Since 1999-10-11

Branch Locations

1105 Hammond Drive, Sandy Springs, GA 30328 • United States

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Atlanta GA 09/1999 Present
Charles Schwab Bank, Ssb Atlanta GA 02/2005 Present
Td Ameritrade Inc. Atlanta GA 04/2023 06/2024
  • 09/1999 → Present
    Charles Schwab & Co., Inc.
    Atlanta, GA
  • 02/2005 → Present
    Charles Schwab Bank, Ssb
    Atlanta, GA
  • 04/2023 → 06/2024
    Td Ameritrade Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-22
S63 Uniform Securities Agent State Law Examination 1998-09-29
  • S65 Uniform Investment Adviser Law Examination
    1998-10-22
  • S63 Uniform Securities Agent State Law Examination
    1998-09-29
Other Names
  • David Rosenfeld
  • David Scott Rosenfeld

View on SEC IAPD

Nearby Firms

HC ADVISORS LLC
1776 WEALTH LLC
OSAIC ADVISORY SERVICES, LLC

Nearby Investors

JOSEPH BRIAN SINGER
LILY MELINDA HSIEH
Kelly Dowdy

Nearby Offices

HC ADVISORS LLC · SANDY SPRINGS, GA
1776 WEALTH LLC · SANDY SPRINGS, GA
OSAIC ADVISORY SERVICES, LLC · Atlanta, GA

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