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David S Rosenfeld

Charles Schwab & Co., Inc.

Sandy Springs, GA

Alpharetta, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-02-03
FL RA APPROVED 1999-10-11
  • GA RA
    APPROVED
    Since 2022-02-03
  • FL RA
    APPROVED
    Since 1999-10-11

Branch Locations

1105 Hammond Drive, Sandy Springs, GA 30328 • United States

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Atlanta GA 09/1999 Present
Charles Schwab Bank, Ssb Atlanta GA 02/2005 Present
Td Ameritrade Inc. Atlanta GA 04/2023 06/2024
  • 09/1999 → Present
    Charles Schwab & Co., Inc.
    Atlanta, GA
  • 02/2005 → Present
    Charles Schwab Bank, Ssb
    Atlanta, GA
  • 04/2023 → 06/2024
    Td Ameritrade Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-22
S63 Uniform Securities Agent State Law Examination 1998-09-29
  • S65 Uniform Investment Adviser Law Examination
    1998-10-22
  • S63 Uniform Securities Agent State Law Examination
    1998-09-29
Other Names
  • David Rosenfeld
  • David Scott Rosenfeld

View on SEC IAPD

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Other Offices

HC ADVISORS LLC · SANDY SPRINGS, GA
1776 WEALTH LLC · SANDY SPRINGS, GA
OSAIC ADVISORY SERVICES, LLC · Atlanta, GA
ELEVATION POINT WEALTH PARTNERS, LLC · Atlanta, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sandy Springs, GA
FALCONS I, LLC · ATLANTA, GA
ANGEL OAK CAPITAL ADVISORS, LLC · ATLANTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Atlanta, GA

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