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Melissa Scott Glazner

Stifel, Nicolaus & Company, Incorporated

Mobile, AL

CRD 2762615

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-08-14
TX RA APPROVED 2009-08-14
  • AL RA
    APPROVED
    Since 2009-08-14
  • TX RA
    APPROVED
    Since 2009-08-14

Branch Locations

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Mobile AL 08/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-24
S65 Uniform Investment Adviser Law Examination 1998-04-27
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S66 Uniform Combined State Law Examination
    2006-07-24
  • S65 Uniform Investment Adviser Law Examination
    1998-04-27
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22
Other Names
  • Melissa A Scott
  • Melissa S Glazner

View on SEC IAPD

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