Ellen Ann Broderick

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 08/2020
  Oppenheimer & Co
  Jericho, NY
• 10/2017 → 03/2018
  Unemployed
  Massapequa, NY
• 02/2021 → 12/2022
  Peak Brokerage Services Llc
  Jupiter, FL
• 09/2012 → 09/2017
  Coastline Wealth
  Port Jefferson, NY
• 02/2021 → 08/2022
  Diversified Solutions
  Medford, NY
• 02/2023 → Present
  Edward Jones
  St Louis, MO
• 09/2020 → 01/2021
  Unemployed
  N Massapequa, NY

Previous Registrations

• 2004-03-17 → 2010-11-03
  Hornor, Townsend & Kent, Llc
  Uniondale, NY
  Uniondale, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-27
• S63 Uniform Securities Agent State Law Examination
  2000-05-12

Other Names

• Ellen Ann Michalski