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Ellen Ann Broderick

Edward Jones

Farmingdale, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-23
  • TX RA
    APPROVED_RES
    Since 2024-09-23

Branch Locations

322 Main Street, Farmingdale, NY 11735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Jericho NY 04/2018 08/2020
Unemployed Massapequa NY 10/2017 03/2018
Peak Brokerage Services Llc Jupiter FL 02/2021 12/2022
Coastline Wealth Port Jefferson NY 09/2012 09/2017
Diversified Solutions Medford NY 02/2021 08/2022
Edward Jones St Louis MO 02/2023 Present
Unemployed N Massapequa NY 09/2020 01/2021
  • 04/2018 → 08/2020
    Oppenheimer & Co
    Jericho, NY
  • 10/2017 → 03/2018
    Unemployed
    Massapequa, NY
  • 02/2021 → 12/2022
    Peak Brokerage Services Llc
    Jupiter, FL
  • 09/2012 → 09/2017
    Coastline Wealth
    Port Jefferson, NY
  • 02/2021 → 08/2022
    Diversified Solutions
    Medford, NY
  • 02/2023 → Present
    Edward Jones
    St Louis, MO
  • 09/2020 → 01/2021
    Unemployed
    N Massapequa, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-27
S63 Uniform Securities Agent State Law Examination 2000-05-12
  • S65 Uniform Investment Adviser Law Examination
    2002-03-27
  • S63 Uniform Securities Agent State Law Examination
    2000-05-12
Other Names
  • Ellen Ann Michalski

View on SEC IAPD

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Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · FARMINGDALE, NY
CETERA INVESTMENT ADVISERS LLC · FARMINGDALE, NY
PRIVATE ADVISOR GROUP, LLC · Farmingdale, NY
OSAIC WEALTH, INC. · FARMINGDALE, NY
LPL FINANCIAL LLC · FARMINGDALE, NY
OSAIC WEALTH, INC. · Farmingdale, NY
OSAIC WEALTH, INC. · FARMINGDALE, NY
CITIGROUP GLOBAL MARKETS INC. · Farmingdale, NY

More in Farmingdale, NY

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