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Employer firm

Intrua Financial CRD 281554

$1.75B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Intrua Financial

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-24
  • OH RA
    APPROVED
    Since 2026-06-24

Branch Locations

7500 Town Centre Dr Suite 200, Broadview Heights, OH 44147 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
OH RA APPROVED 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • OH RA
    APPROVED
    Since 2018-02-14

Branch Locations

7500 Town Centre Dr, Ste 200, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Giaco & Associates Richfield OH 03/1985 Present
Sii Investment, Inc. Broadview Heights GA 08/2007 02/2019
Lpl Financial Llc Broadview Heights OH 02/2018 Present
  • 03/1985 → Present
    Edward Giaco & Associates
    Richfield, OH
  • 08/2007 → 02/2019
    Sii Investment, Inc.
    Broadview Heights, GA
  • 02/2018 → Present
    Broadview Heights, OH
Previous Registrations
  • 2023-01-24 → 2026-06-16
    Broadview Heights, OH
    Broadview Heights, OH
  • 2017-12-07 → 2022-12-31
    Broadview Heights, OH
  • 2013-10-28 → 2018-02-14
    Sii Investments, Inc.
    Broadview, OH
    Appleton, WI
    Broadview Heights, OH
    Parma, OH
    Appleton, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-11-28
  • S63 Uniform Securities Agent State Law Examination
    2011-11-28
Other Names
  • Edward P Giaco

View on SEC IAPD

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