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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-02
WA RA APPROVED 1999-12-29
  • TX RA
    APPROVED_RES
    Since 2019-04-02
  • WA RA
    APPROVED
    Since 1999-12-29

Branch Locations

4910 Nw Camas Meadows Dr Ste 200, Camas, WA 98607 • United States

Vancouver, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Clackamas OR 12/1996 03/2020
Ameriprise Financial Services, Llc Camas WA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2005 C Street, Washougal WA 98671, ,; ; 05/01/2012 / Single Family; 19502 SE 42nd Cir, , Camas, WA, 98607; Investment-Related; 01/14/2013 / Single Family; 2711 NW 6th St, , Battle Ground , WA, 98604; Investment-Related; 03/01/2017 / Single Family; 916 Linlen Avenue, , Mobile, AL, 36609; Investment-Related; 03/22/2021. Business Ownership; CANI LLC; Co-owner; Manage Ameriprise Business; 4910 NW Camas Meadows Drive, Suite 200, Camas, WA, 98607; Investment-Related; 08/01/2023; 60 hours per month; 60 during trading hours. Board of Directors; Frank and Donna Patton Foundation; President; 26104 NE 52nd Way, , Vancouver, WA, 98682; Not Investment-Related; 12/26/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; CANI LLC; Owner; Manage advisory business; 4910 NW Camas Meadows Dr, Suite 200, Camas, WA, 98607; Investment-Related; 08/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-04
S63 Uniform Securities Agent State Law Examination 1996-08-27
  • S65 Uniform Investment Adviser Law Examination
    1996-09-04
  • S63 Uniform Securities Agent State Law Examination
    1996-08-27

View on SEC IAPD

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