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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-01-04 |
Branch Locations
1327 W Washington Blvd Unit 3C, Chicago, IL 60607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 12/2003 | Present |
| Northwestern Mutual Investment Services Llc | Northbrook | IL | 01/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Northbrook | IL | 01/2007 | Present |
| Lane Tech Baseball Booster Club | Chicago | IL | 11/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2018 | Present |
(1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. (2) OWNER, SHD MANAGEMENT, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED (3) PROFESSOR, DEPAUL UNIVERSITY, 1 E JACKSON, CHICAGO, , ILLINOIS, 60604, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 3/7/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEACHING ESTATE PLANNING COURSE FOR THE CFP AT DEPAUL UNIVERSITY; NON-INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-03 |
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